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Validation and data integrity

When is manual integration of chromatography peaks allowed, and what must the integration SOP say?

Manual integration is allowed when the validated method’s automatic integration cannot integrate a peak correctly and an approved SOP covers that situation. The analyst records the reason, the original integration and result are kept, the audit trail shows who changed what, and someone other than the analyst reviews and approves it before the result is used. It is never acceptable to integrate for a more favourable result, or to apply different processing rules to samples and standards.

Illustration of a seal comparing two equipment versions, each linked to its retained evidence.

1When manual integration is allowed, and when it is not.

None of the GMP rules on this page forbids manual integration. PIC/S names it directly: “manual integrations and reprocessing of laboratory results should be performed in an approved and controlled manner”, changes to data are made “only when necessary and by designated individuals”, and “Original (unchanged) data should be retained in its original context.”¹ FDA adds that “for most lab analyses, reprocessing data should not be regularly needed”, and that each reprocessed result must be kept for review.² The test is whether the situation is one the SOP foresaw, handled by the SOP’s rule, not which way the result moved.

Table 1. Is manual integration acceptable here?
SituationManual integration?Basis
Automatic result correctNo: report the automatic resultOnly when necessary¹²
A case the SOP listsYes, such as a baseline ending before the peak’s tail: by the SOP’s rule, with the reason and a second person’s approvalPIC/S 9.7;¹ Glenmark³
Same fix every runFix the processing method under change controlNot “regularly needed”;² 211.160(a)⁴
Inhibited regionOnly if justified and written into the validated methodUnipack⁵
Samples unlike standardsNever: apply the same processing rules to standards and samplesGlenmark³
Reprocessing to passNever: investigate the resultMHRA 6.9⁶

The last two rows are where firms get warning letters. MHRA asks that repeated processing “with progressive modification of processing parameters” be visible, “to ensure that the processing parameters are not being manipulated to achieve a more desirable result”.⁶ For the investigation itself, see how to investigate an OOS result.

1.1Changes that move areas, and changes that do not.

Each kind of processing change needs a control that matches what it can do.

Table 2. Three kinds of processing change and the control each needs.
ChangePeak areasControl
Peak window or nameUnchanged, though which peak is reported can changeAudit trail entry with the reason²⁷
Processing method eventCan change in every injection processed with itMethod change under change control, or an SOP case with justification and approval⁴³
Baseline drawn by handChanged for that peak onlyManual integration: SOP case, reason, original kept, second-person approval¹

In LCGC Europe, McDowall calls the first two rows “manual intervention” and keeps “manual integration” for baselines a chromatographer places.⁸ The label does not exempt the middle row: Glenmark’s analyst typed timed integration events into the processing method, and FDA faulted the missing procedure, approval and review.³ Either way, the audit trail should show “the integration parameters used, and details of a reprocessing, if any”.²

2What the rules say.

Table 3. Rules on manual integration, marked as regulation, guidance or draft. The FDA (December 2018), MHRA (March 2018) and PIC/S (July 2021) guidance quoted on this page is guidance, not law.²⁶¹
SourceWhat it requiresStatus
21 CFR 211.194(a)A complete record of all data from each test, and a second person’s review of the original recordsUS regulation⁹
21 CFR 11.10(e)Audit trails of changes to electronic records; “Record changes shall not obscure previously recorded information”US regulation¹⁰
EU GMP 4.9 and Annex 11An alteration signed, dated and leaving the original readable; a reason documented for any change to GMP-relevant dataEU GMP guide, since 30 June 2011¹¹⁷
Annex 11 revisionOld and new value and reason captured; audit trail review by someone not involvedDraft, July 2025¹²
ICH M10Integration rules set in advance; reintegrations listed with reasons in the bioanalytical reportICH, May 2022; FDA guidance, November 2022; in the EU from 21 January 2023¹³¹⁴¹⁵

3What the integration SOP must say.

FDA described an inadequate procedure in a 2022 warning letter: it did “not indicate when the analyst can manually input timed integration events, how these events should be used, or how they should be reviewed”, and did not require “supervisory approval”, “a review of the original system integrated chromatogram” or “justification”.³ Build the SOP from the opposite of that. Copy these sections and fill them for your methods.

Table 4. Integration SOP outline, each section tied to its source.
SOP sectionWriteRequirement
DefinitionsAutomatic and manual integration; the timed events below; reintegration, a “change of the original integration of a chromatographic peak”ICH M10 glossary;¹³ Glenmark³
The method comes firstIntegration events, minimum area and any inhibited region set in the validated method, with their calculations recordedUnipack;⁵ Glenmark³
Processing orderSuitability and standards in the same sequence as the samples; each sequence run to completion unless an obvious error or malfunction is documented; suitability accepted before sample results are opened (our recommendation)AGES;¹⁶ Fresenius Kabi;¹⁷ FDA OOS guidance¹⁸
When allowedA closed list of situations, each with the rule to applyGlenmark³
Never allowedThe two “never” cases in the table above; deleting the originalMHRA 6.9;⁶ Glenmark³
WhoNamed roles with permission in the data system; nobody approves their own integrationPIC/S 9.7;¹ draft Annex 11 12.6¹²
TrainingAnalysts and reviewers trained on the SOP, with evidence the training works; practice on shared example chromatograms (our recommendation)PIC/S 6.6.4¹
RecordThe reason entered in the data system at the time; original and new results kept and linkedFDA Q&A 1 and 14;² Annex 11 section 9⁷
ReportPrintouts and reports show which peaks were integrated manuallyGrupo Quimico¹⁹
ReviewA supervisor compares the manual and original chromatograms and the audit trail, and approves before the result is usedGlenmark;³ PIC/S 9.8;¹ 211.194(a)(8)⁹
TrendingManual integrations counted by method, analyst and instrument, and reviewed by QA at a set intervalOur recommendation; Unipack lacked a retrospective review⁵

The processing-order row settles the run’s validity before anyone sees what the samples show; a system that fails suitability “should not be used”.¹⁸ When a firm aborted HPLC runs on seeing an apparent OOS, FDA wrote: “The automated analytical sequence should be allowed to proceed to completion, irrespective of the appearance of undesirable analytical results on the computer screen.”¹⁷

3.1Terms the SOP should define.

  • Timed event: an instruction in the processing method that applies over a set time range, for peak detection or integration.²⁰
  • Inhibit integration: a timed event that “further delimits the time range within which peaks can be detected”.²⁰
  • Drop line: the vertical line drawn “from the valley point to the projected baseline”, separating fused peaks.²⁰
  • Tangential skim: a timed event that replaces the drop line with “a line drawn tangentially to skim (front or rear) the rider peaks or peaks from the parent peak”.²⁰
  • Peak shaving and enhancing: moving a baseline or drop line to shrink an impurity peak or enlarge an assay peak. FDA notes that a dynamic record lets a user “change the baseline and reprocess chromatographic data so that the resulting peaks may appear smaller or larger”.²

3.2Finding and removing manual integration in the data system.

  • Empower: a lowercase letter in the Int Type field of the Peaks table means a peak start or end was set by hand. Filter the Peaks tab for lowercase letters, or add a custom field that flags them on the report.²⁰²¹
  • OpenLab CDS: with the “Do manual integration” and “Edit integration parameters” privileges, use the Manual Integration icon in the Chromatograms toolbar; the injection is reprocessed and an asterisk (*) added to its file name. “Reprocess - Clear corrections” removes manual corrections from an injection, but corrections saved in the processing method return at every reprocessing until deleted there.²²²³

4Example: a manual integration log, filled in.

Example, invented. Product A 500 mg tablets, maximum daily dose 3 g, Batch 26-041, related substances by HPLC. The method calculates each impurity as its peak area over the main peak area × 100 and reports the mean of two preparations. Limits: impurity B, qualified at 0.20%, not more than 0.20%; any unknown not more than 0.10%, ICH Q3B(R2)’s identification threshold for a daily dose above 2 g, where the reporting threshold is 0.05% and the qualification threshold 0.15%.²⁴ The method’s SOP section 6.2 lists two manual cases: (b) extend a baseline that ends before the peak returns to baseline; (c) drop a vertical line to split a shoulder from the main peak.

Table 5. Example: manual integration log for Batch 26-041.
InjectionPeakAutomaticManualReason givenReview
7, prep 1Impurity B0.13%0.18%Baseline ended at 14.62 min, before the tail; 6.2(b)Approved
8, prep 2Impurity B0.13%0.18%Same rule, same peak; 6.2(b)Approved
7, prep 1Unknown, RRT 0.94Not integrated0.08%Shoulder on main peak; 6.2(c)Approved
8, prep 2Unknown, RRT 0.94Not integrated0.08%Same shoulder; 6.2(c)Approved
7, prep 1Unknown, RRT 1.480.11%0.09%“Noise”Rejected
8, prep 2Unknown, RRT 1.480.11%NoneNo change attemptedNot needed

The arithmetic: in injection 7 the main peak is 2,450,000 area counts once the shoulder is split off (2,451,960 before), so impurity B is 3,185 counts or 0.13% automatically and 4,410 or 0.18% once the baseline runs to 14.80 min, and the shoulder 1,960 or 0.08%. In injection 8 (main peak 2,446,000) impurity B is 4,380 counts and the shoulder 1,950: 0.18% and 0.08%. Each rule was applied to both preparations, as it must be wherever the case arises.³ Both reported means are above the reporting threshold.

The reviewer rejected the fifth line. Moving the baseline start of the RRT 1.48 peak in injection 7 cut its area from 2,695 to 2,205 counts, taking it from 0.11% to 0.09%, just under the 0.10% limit, and nothing was tried on the same peak in injection 8 (2,690 counts, 0.11%). “Noise” is not a listed case, and the change was made after the result was seen. The automatic results stand, both versions stay in the record, and the mean of 0.11% goes to an out-of-specification investigation.⁶¹

Every approved change in this log raised a result. A log in which manual integration only ever lowers impurities, or appears only near a limit, is the pattern a reviewer should look for.

5What the reviewer checks.

  1. Open the result’s audit trail and list every processing version: who, when, what changed, the old and new values, and why.²¹²
  2. Compare the manual chromatogram with the original automatic one at the same scale, in the data system rather than on paper, where the baseline can be expanded.³⁶
  3. Check that the reason names a case the SOP lists, and that the same rule was applied to every injection where it applies, standards included.³
  4. Check the order and timing: were system suitability and the standards accepted before sample results were opened (our recommendation), and was integration changed after a failing or borderline result was visible?¹⁸⁶
  5. Check that the report marks the manual integration and both results are retained.¹⁹²
  6. Check that calculations behind integration settings, such as a minimum area, are recorded.³
  7. Record the review before the result supports batch release.¹⁹

For how the wider audit trail review is planned and recorded, see how to perform an audit trail review.

6Before a pre-approval inspection, audit your own integrations.

FDA’s pre-approval program for NDAs and ANDAs covers a data integrity audit on every inspection; a biologics licence application for a CDER-regulated product follows compliance program 7346.832M instead.²⁵ A cell or gene therapy, regulated by CBER, is inspected before licensing under program 7345.848, which names no data integrity audit but asks investigators to check that computerised records “cannot be overwritten to disguise failing results”.²⁶ Investigators compare raw data, chromatograms included, with the application’s CMC summaries, and FDA calls finished product stability, dissolution, content uniformity and API impurity data “good candidates for this audit”.²⁵ Run the audit yourself first:

  1. List the sequences behind each filed stability, dissolution, content uniformity and impurity result.²⁵
  2. Find every manual integration and reprocessed result in them, using the data system searches above.²¹²²
  3. Put each through the seven reviewer checks, and confirm that each filed value is the result of the approved processing, with no injection or sequence left out without a scientific justification.²⁵
  4. Investigate any change you cannot justify now, not during the inspection.

Time it as sequences × review time. An illustrative estimate, not an FDA figure: 40 filed sequences at about 30 minutes each is 20 hours of reviewer time, before any investigation.

7How FDA and EU inspectors enforce it.

The impurity results would not have met release specification if the automatic integration processing had been applied in the same manner as they were to the standard and other peaks.

Glenmark Pharmaceuticals Limited, warning letter of 22 November 2022, on timed integration events entered by hand for one impurity peak. The firm’s retrospective review found another out-of-specification impurity once such events were removed.³

Your analysts conducted manual integration of HPLC assay peaks without scientific justification or procedural controls.

Unipack LLC, warning letter of 19 December 2025, on inconsistent integration of a stability batch’s main assay peak. Inhibiting integration, FDA added, must be “scientifically justified and documented in the validated method to prevent data manipulation”.⁵

Of the 30 batches released to Europe since the beginning of 2023, 24 batches had been tested without system suitability and reference standard (a) injections in the same sequence as the sample analysis.

Austrian Agency for Health and Food Safety (AGES), statement of non-compliance with GMP for Sichuan New Hawk Biotechnology Co. Ltd., a diosmin API maker, issued 3 July 2026. Those sequences “could not be considered as valid to support product release”; the actions listed include recall of batches already released.¹⁶

8How it runs in Seal.

Neil can compare integration changes by connecting original and reprocessed chromatograms, integration parameters, audit-trail events and the reviewer’s rationale in one source-linked review package. An authorised analytical reviewer assesses the integration against the method and raw data; Neil does not select the most favourable result or approve reprocessing, and both versions stay visible.

In Seal’s audit trail review blueprint, reprocessing, reintegration, recalculation and repeat testing remain distinguishable, and each processing version keeps its method, parameters, user, time, reason, authorisation, output and review. Seal reads exports from Waters Empower and Thermo Scientific Chromeleon without writing back, so the chromatography data system remains the source of truth.

References

  1. 1PIC/S PI 041-1, Good Practices for Data Management and Integrity in Regulated GMP/GDP Environments, sections 6.6.4, 9.7 and 9.8, PIC/S, 1 July 2021. https://picscheme.org/docview/4234 (read 8 November 2026)
  2. 2Data Integrity and Compliance With Drug CGMP: Questions and Answers, guidance for industry, questions 1(c), 1(d) and 14, FDA, December 2018. https://www.fda.gov/media/119267/download (read 8 November 2026)
  3. 3Warning letter to Glenmark Pharmaceuticals Limited, MARCS-CMS 637314, FDA, 22 November 2022. https://www.fda.gov/inspections-compliance-enforcement-and-criminal-investigations/warning-letters/glenmark-pharmaceuticals-limited-637314-11222022 (read 8 November 2026)
  4. 421 CFR 211.160(a), Laboratory controls, General requirements, eCFR. https://www.ecfr.gov/current/title-21/section-211.160 (read 8 November 2026)
  5. 5Warning letter to Unipack LLC, MARCS-CMS 716621, FDA, 19 December 2025. https://www.fda.gov/inspections-compliance-enforcement-and-criminal-investigations/warning-letters/unipack-llc-716621-12192025 (read 8 November 2026)
  6. 6GXP Data Integrity Guidance and Definitions, Revision 1, sections 6.9 to 6.11, MHRA, March 2018. https://assets.publishing.service.gov.uk/media/5aa2b9ede5274a3e391e37f3/MHRA_GxP_data_integrity_guide_March_edited_Final.pdf (read 8 November 2026)
  7. 7EudraLex Volume 4, Annex 11 Computerised Systems, section 9 Audit Trails, European Commission, in operation 30 June 2011. https://health.ec.europa.eu/system/files/2016-11/annex11_01-2011_en_0.pdf (read 8 November 2026)
  8. 8R.D. McDowall, Questions of Quality: Where Can I Draw the Line?, LCGC Europe, volume 28, issue 6, 1 June 2015, section “Manual Intervention Versus Manual Integration”. https://www.chromatographyonline.com/view/questions-quality-where-can-i-draw-line (read 8 November 2026)
  9. 921 CFR 211.194(a), Laboratory records, eCFR. https://www.ecfr.gov/current/title-21/section-211.194 (read 8 November 2026)
  10. 1021 CFR 11.10(e), Controls for closed systems, eCFR. https://www.ecfr.gov/current/title-21/section-11.10 (read 8 November 2026)
  11. 11EudraLex Volume 4, Chapter 4 Documentation, section 4.9, European Commission, in operation 30 June 2011. https://health.ec.europa.eu/system/files/2016-11/chapter4_01-2011_en_0.pdf (read 8 November 2026)
  12. 12Annex 11: Computerised Systems, draft for consultation, sections 12.2, 12.6 and 12.7, European Commission and PIC/S, July 2025. https://health.ec.europa.eu/document/download/40231f18-e564-4043-94de-c031f813d38b_en?filename=mp_vol4_chap4_annex11_consultation_guideline_en.pdf (read 8 November 2026)
  13. 13ICH M10 Bioanalytical Method Validation and Study Sample Analysis, section 3.3.6 and glossary, ICH, adopted 24 May 2022. https://database.ich.org/sites/default/files/M10_Guideline_Step4_2022_0524.pdf (read 8 November 2026)
  14. 14M10 Bioanalytical Method Validation and Study Sample Analysis, final guidance for industry, FDA, November 2022. https://www.fda.gov/regulatory-information/search-fda-guidance-documents/m10-bioanalytical-method-validation-and-study-sample-analysis (read 8 November 2026)
  15. 15ICH M10 on bioanalytical method validation, scientific guideline, EMA/CHMP/ICH/172948/2019, legal effective date 21 January 2023, European Medicines Agency. https://www.ema.europa.eu/en/ich-m10-bioanalytical-method-validation-scientific-guideline (read 8 November 2026)
  16. 16Statement of non-compliance with GMP, report INS-484650-105391479-21678300, EudraGMDP document reference 186143, Sichuan New Hawk Biotechnology Co. Ltd., Austrian Agency for Health and Food Safety, issued 3 July 2026. https://eudragmdp.ema.europa.eu/inspections/gmpc/searchGMPNonCompliance.do (read 8 November 2026)
  17. 17Warning letter to Fresenius Kabi Oncology Ltd, MARCS-CMS 538641, FDA, 4 December 2017. https://www.fda.gov/inspections-compliance-enforcement-and-criminal-investigations/warning-letters/fresenius-kabi-oncology-ltd-538641-12042017 (read 8 November 2026)
  18. 18Investigating Out-of-Specification (OOS) Test Results for Pharmaceutical Production, guidance for industry, Revision 1, section III.A, Responsibility of the Analyst, FDA, May 2022. https://www.fda.gov/media/158416/download (read 8 November 2026)
  19. 19Warning letter to Grupo Quimico SRL, MARCS-CMS 674010, FDA, 30 April 2024. https://www.fda.gov/inspections-compliance-enforcement-and-criminal-investigations/warning-letters/grupo-quimico-srl-674010-04302024 (read 8 November 2026)
  20. 20Empower 3 Data Acquisition and Processing Theory Guide, 715005481 Rev. A, sections 2.1.4, 2.1.5, 2.2.8, 2.4 and 3.1.3.1.2, Waters Corporation, 15 August 2017. https://support.waters.com/@api/deki/files/12972/715005481.pdf?revision=2 (read 8 November 2026)
  21. 21Exception Focused Review: Identifying Manually Integrated Peaks in Results, Empower Tip 291, WKB240718, Waters, updated 17 September 2026. https://support.waters.com/KB_Inf/Empower_Tips_of_the_Week/WKB240718_Exception_Focused_Review_-_Identifying_Manually_Integrated_Peaks_in_Results (read 8 November 2026)
  22. 22Get started with manual integration, OpenLab CDS 2.7 Data Analysis help, Agilent Technologies. https://openlab.help.agilent.com/2.7/en/mergedProjects/DataAnalysis/63050398185621899.htm (read 8 November 2026)
  23. 23Remove manual integration corrections, OpenLab CDS 2.7 Data Analysis help, Agilent Technologies. https://openlab.help.agilent.com/2.7/en/mergedProjects/DataAnalysis/DA_RemoveManualIntegrationCorrections.htm (read 8 November 2026)
  24. 24ICH Q3B(R2) Impurities in New Drug Products, Attachment 1, thresholds for degradation products, ICH, 2 June 2006. https://database.ich.org/sites/default/files/Q3B%28R2%29%20Guideline.pdf (read 8 November 2026)
  25. 25Compliance Program 7346.832, Preapproval Inspections, Objective 3, Data Integrity Audit, FDA, issued 29 June 2026, implemented 10 August 2026. https://www.fda.gov/media/193382/download (read 8 November 2026)
  26. 26Compliance Program 7345.848, Inspection of Biological Drug Products (CBER), program code 41848A, Pre-License Inspection, Somatic Cell and Gene Therapy, FDA, implemented 1 October 2010. https://www.fda.gov/media/73834/download (read 8 November 2026)

AQuestions and answers

Must someone other than the analyst approve every manual integration?

In practice, yes. PIC/S expects every change to raw data to be reviewed and approved by at least one trained and qualified person, FDA has cited a procedure that did not require supervisory approval of manual integration, and US laboratory records already need a second person’s review. The reviewer should not be the analyst who made the change.

Should the processing method be changed instead of integrating manually?

When the same correction is needed run after run, yes. FDA expects reprocessing not to be regularly needed, and integration events or inhibited regions belong in the validated method with their justification. Change the method through change control, and decide whether the change needs revalidation before it is used for reportable results.

What if a correct manual integration makes the result fail?

Report the failing result and investigate it as out of specification. Returning to an automatic integration you have already judged wrong, because it passes, is processing to get a more desirable result. Keep both versions and the reason for the manual integration in the record.

Does the printed report have to show a manual integration?

It should. FDA cited a contract laboratory whose printed data did not show that peaks had been integrated manually, because a reviewer working from that printout could not review the integration. Mark manual integrations on the report, and review them in the data system where the baseline and history can be seen.

Is manual integration allowed in bioequivalence studies?

Yes, under integration rules written in the protocol, plan or SOP before analysis. ICH M10 expects every reintegrated chromatogram, manual integrations included, to be listed in the bioanalytical report with its reason, and the original and reintegrated chromatograms to be submitted for comparative bioavailability and bioequivalence studies.

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